Brian Lee – Series 63 Video Course

Description

Unlock your potential with the Unlock your potential with the Brian Lee - Series 63 Video CourseBrian Lee - Series 63 Video Course course for only course for only $$79.0079.00 Original price was: $79.00.Original price was: $79.00.$$17.1017.10Current price is: $17.10.Current price is: $17.10. at at Giolib.comGiolib.com! Explore our comprehensive library of over 60,000 downloadable digital courses across various ! Explore our comprehensive library of over 60,000 downloadable digital courses across various Business & SalesBusiness & Sales. Get expert-led, self-paced learning at up to 80% savings. Elevate your skills today!. Get expert-led, self-paced learning at up to 80% savings. Elevate your skills today!

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Brian Lee – Series 63 Video Course

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Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!

Your InstructorYour Instructor

Brian LeeBrian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Module 1 State and Federal Regs.Module 1 State and Federal Regs.

Introduction (12:41)Introduction (12:41)

Downloadable Series 63 QuicknotesDownloadable Series 63 Quicknotes

Persons, Broker/Dealers, Agents (27:32)Persons, Broker/Dealers, Agents (27:32)

Lesson 2 – Investment Advisers (21:56)Lesson 2 – Investment Advisers (21:56)

Lesson 3 – Investment Adviser Reps. (5:11)Lesson 3 – Investment Adviser Reps. (5:11)

Definition of Persons WorksheetDefinition of Persons Worksheet

Lesson 4 – Registration Procedures (U.S.A.) (22:57)Lesson 4 – Registration Procedures (U.S.A.) (22:57)

Lesson 5 – Securities, Exemptions, Exempt Transactions (25:43)Lesson 5 – Securities, Exemptions, Exempt Transactions (25:43)

Lesson 6 – Administrator’s Provisions (20:31)Lesson 6 – Administrator’s Provisions (20:31)

Module 2 – Unethical Behavior of B/D’s, Agents, IA’s and IAR’sModule 2 – Unethical Behavior of B/D’s, Agents, IA’s and IAR’s

Lesson 1 – Statement of Policy of Unethical Practices (28:16)Lesson 1 – Statement of Policy of Unethical Practices (28:16)

Lesson 2 – Closing (1:24)Lesson 2 – Closing (1:24)

Final ExamFinal Exam

Practice FinalPractice Final

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